Executive Summary

Recognizing the need to attract more investment in infrastructure, India opened itself to private investment as part of the country’s 1991 reform program. There have since been some advances. The First privately financed basic telecommunications services now computers with the public service provider. More than 1.1 million cellular phone subscribes now receive service from private companies A total of 3,000 megawatts of privately financed independent power projects are now operational. Private investors are funding the construction of roads, ports and airports.

 

Indian still receive infrastructure services largely through public entities – Usually part of a government department. Because those services are erratic , Indian businesses routinely provide their own  power and water. The World Economic Forum’s 1998 Global Competitiveness Report, a business survey of international investors, ranked India last among 53 countries in the quality  of overall infrastructure , if the provision of high quality , reliable and reasonably priced infrastructure services continues to be inadequate, It will be a major drag on economic growth in India.

 

The expected increase in demand for infrastructure services points to the need for augmenting capacity and improving efficiency in all areas. The Expert Group on the Commercialization of Infrastructure  Projects  estimates that India needs to invest $ 115 billion to $130 billion in infrastructure from 1996-2001 , and $ 215 billion in 2001-2006 (NCAER 1996). Achieving this investment will require major policy reforms. Looking ahead, private sector participation in infrastructure is an important focus of India’s Ninth Five-Year Plan for 1997-2001. The government also has established a high –level task force to attract investment-including private funds-to projects of national and regional importance. The task force is concentrating on developing expressways, adding  lanes to national highways, and building five world-class international airports.

 

The full potential of the private sector to meet India’s pressing infrastructure needs is largely untapped. With few exceptions (principally in the power sector in the states of Orissa) , there has been little divestiture of existing assets. The private sector has built new infrastructure, such as independent power projects and new port sites, and established new companies that compete with public operators, particularly in the telecommunications sector. However , the productivity and efficiency improvements that private management and ownership could introduce to existing public sector service provides- under an appropriate regulatory regime and with competition when possible –would help to relive some of the current infrastructure constraints.

 

India has started to restructure government , roles in power-particularly by separating operations from  policy and regulation. This has occurred to a lesser extent in telecommunications and posts . In other sectors the process is incomplete or has not yet begun. This separation of roles and the creation of independent regulatory agencies will be particularly important where there is competition between private and publicly owned service providers –and when there is a need to insulate tariffs from political pressure.

 

Telecommunications

 

The entry of private operators into the telecommunication sector indicates great potential for competition and private investment. But market structure and license conditions have undermined incentives for large investments and new entry. Teledensity remains extremely low (table1) .The New Telecom policy, unveiled in March 1999 provides a platform for further development and liberalization of the sector.. It envisions a more competitive market for all telecommunications services. Key issues.

 

  • Defining relationships among the regulatory agency,   policymakers and the current service provider.

  • Establishing an efficient interconnection regime to spur competition.

  • Continuing to rebalance prices within a more competitive environment.

 

Table 1                  India's Telecommunications Performance Compared with

                              That  of Neighboring countries 1997

 

Telephone mainlines per 100 peoples

Waiting list as percent of mainlines in operation

India

1.9

15.2

China

5.6

1.5a

Indonesia

2.5

6.3a

Malaysia

19.5

4.2a

Pakistan

1.9

11.8

Sri Lanka

1.7

89.9

a. Data refer to years other than 1997. Source : ITU 1997a

 

 

Power

 

State electricity boards are an increasing financial drain on their governments. They have low average tariffs, with high cross-subsidies to agricultural and residential consumers, and suffer from poor management, high levels of theft of power, and a large volume of uncollected bills (table 2). This has lead to capacity shortages, poor system reliability , and frequent blackouts. Despite government steps to introduce private sector investment in generation, the poor financial standing of most boards means that far fewer deals have reached financial closure than expected. Key issues. 

  •  Private ownership in distribution would provide commercial incentives to reduce technical and, in particular nontechnical  losses.

  •  Genuinely independent regulatory agencies would help ensure that prices are set to correct present distortions and provide incentives to make operators more efficient.

 

Urban Water and Municipal Service.

 

No large privately sponsored projects have yet reached financial closure in the water and sewerage sector, which is handicapped by inadequate revenues and a cumbersome institutional approach (table 3) . Central , State, and city governments have been providing and regulating services . The goal  of the 74th Amendment to the constitutions is to move toward municipal management of urban water services, but the process is in the early stages. Although several bulk water schemes are under consideration , they are likely to prove viable only when supported by sales to industrial consumers or when the municipality has strong finances. Poor management of existing networks suggests that efficiency could be improved greatly by introducing private operators and measures to provide an adequate revenue stream.

 

Table 2        India's Electricity Performance compared with That of      Neighboring Countries (Percent)

 

Access of electricity 1994

Energy losses, 1996

India

88

21a

China

92

7

Indonesia

39

12

Malaysia

90

11

Pakistan

46

23

Sri Lanka

38

17

Note: Access to electricity in India is measured by electrified villages as a percentage of total villages, rather than electrified households as a percentage of total households. As a result , the above figure may overestimate the percentage of the Indian Population with access to electricity .Although the Ministry of Power reported total energy losses of 21 percent throughout India, closer examination show serious underreporting. In Orissa , for example, where loss reduction and revenue enhancement measures have been most active of late, actual losses are far above losses reported prior to reform , at around 46 percent.

Data refer to years other than 1996. Source : India Ministry of Power 1997: ADB 1997a , 1997b

 

Failure to provide water of adequate quantity and quality is a major cause of death and illness in India, often resulting in epidemics. An estimated 12 percent of premature deaths and disabilities in India are due to water-related infections, primarily diarrheal disease, hepatitis, and parasitic infections., with the proportion rising to about one-fifth of all causes of death among children . That translates into about half a million deaths in children under five each year (based on India 1996). Key Issues. 

  • Municipal governments must be stronger and have sound finances.

  • Private sector management is needed to improve efficiency.

  • Pricing reform needs to be a priority.

 

Roads

 

Small projects, like bridge and bypass construction, have been privately financed, but larger projects have not. Just 4 percent of national highways have four lanes. Only 20 percent of paved roads and considered to be in good condition , and may roads cannot  cope with increasing traffic volumes (India, Planning  Commission 1999) . The

 

government  has begun introducing tolls on newly expanded stretches of road, and the number toll roads, bridges and bypasses will increase . The government plans to upgrade the national highway network and include the private sector, Key issues for central and state governments: 

  • Identifying and preparing financially viable projects .

  • Determining how tolls fit into the overall funding of road projects , both  public and private.

  •  Identifying and providing for the contingent liabilities that privately financed projects imply for the public sector.

 

Table 3     India's Water Performance Compared with That Neighboring Countries.

 

Access to safe water (percent) 1993

Availabilitya (hours/day) 1995

India

85

4

China

83

24

Indonesia

65

18

Malaysia

89b

24

Pakistan

62b

17

Sri Lanka

70b

22

a.      Water availability figures are for the cities of Delhi,Beijing, Jakarta, KualaLampur, Lahore, and Colombo.
b.Data refer to a year other than 1993. Source : ADB 1997b:World Bank

 

   

Ports

 

Indian port productivity is extremely low by international standards. Unless the productivity and capacity of ports are increased, more bottlenecks will occur  as demand for port services grows. The Ministry for Surface Transport oversees the country’s 11 major ports, for which the Tariff  Authority for Major Ports regulates prices. The other 142 ports come under state jurisdiction. The central government has adopted broad policy measures to open ports to private investors and operators.  Some maritime states are also attracting private investments. The central government is seeking private investment in captive and other facilities , and state government are seeking private investment, largely in new sites Key issues :-

 

  •  Separating statutory and operational roles to the private sector.

  • Continuing to transfer operational roles to the private sector.

  • Enhancing competition between ports to provide greater choice for consumers.

  • Improving the sector's institutional structure, particularly the distinction between major and minor ports.

 

Airports

 

Passenger traffic is concentrated at Bangalore, Calcutta , Chennai, Delhi and Mumbai. All of these airports are operated by the Airports Authority of India. Major investments in airports are needed to bring existing facilities up to international standards and to handle the expected increase in passenger and cargo. One project with private sector participation was recently commissioned in Cochin, Kerala. To set the stage for more private sector participation , the government is planning to lease operations at the Calcutta, Chennai, Delhi, and Mumbai airports, Key Issues.

  • Structuring the proposed leasing contracts.

  • Establishing a regulator to oversee private operations under the lease.

 

Developing Regulatory Institutions.

 

A growing number of special economic regulatory agencies in India oversee power, telecommunications and ports. Their experience provides lessons about the political economy of infrastructure regulation in India and about the design of regulatory bodies to ensure that they fulfill their mandate as independent regulators. 

  •  Effectively delineating the responsibilities of regulators and policymakers.

  • Placing the creation of an independent regulator within a broader restructuring of the sector.

 

Promoting Domestic Infrastructure Finance

 

India has a relatively high savings rate of more than 25 percent , but the term of loans available for infrastructure projects is still relatively short. The number of providers of long -term debt is limited: these providers have similar incentives and investment patterns, and the regulatory system constrains the willingness of lenders to provide financing for infrastructure projects. The development of a secondary market for debt is also somewhat constrained by existing taxes and regulations . These factors are reflected in India's relatively large primary debt market, but light secondary market trading. Key issues : 

  •  Increasing demand for long-term debt instruments through pensions and insurance  reform.

  • Making the debt market work better by simplifying taxes to reduce distortions, regulating the private placement market, supporting securitization, and simplifying and harmonizing debt auction procedures.

Improving the Public -Private Interface

 

Although public investment in infrastructure has declined as a percentage of gross domestic product (GDP since

the start of the decade, private investment has failed to fill the gap. As a result, total investment in infrastructure, as a percentage of GDP, is below the levels of 1991-93 (table 4).

 

Table 4        Investment in Infrastructure as Percent of GDP

 

1991-92

1992-93

1995-96

1996-97

1997-98

Public

4.0

3.7

3.2

2.9

3.0

Private

1.4

1.6

1.0

1.5

1.6

Total

5.4

5.3

4.2

4.4

4.6

Source : world Bank Staff

The increasing emphasis on private provision of infrastructure services is placing new demands on the public sector's contracting and supervision skills. The situation frequently result in the bidding of projects that have been inadequately prepared .There is a need for greater interministerial coordination  at the central and state levels. This need is also highlighted by constrains on private sector developers , particularly in the power sector where many public and private sector actors are involved. Policy recommendations:

 

  • Improve the efficiency and transparency in contracting infrastructure projects to the private sector-each state government could establish a single body responsible for contracting and obtaining necessary clearances.

  • Report and value contingent liabilities -state governments should monitor their contingent liabilities systematically and provide other forms of support, agencies to meet liabilities as they arise.

  • Audit public support to private infrastructure projects-governments should work toward auditing the award of public -private infrastructure partnership projects.

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